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THE LOCAL GOVERNMENT ATTORNEY:
AN INTEGRAL PART OF COUNTY
AND MUNICIPAL GOVERNMENT
By: Frederick
C. Sussman, Esquire
Managing a county, municipality,
or instrumentality of a local government is a complex process that
requires adherence at almost every turn to literally hundreds of
federal, State and local constitutions, charters, laws and regulations.
Even one misstep can have significant consequences for the government
and, in some cases, for local officials and employees personally.
The local government attorney can, and should, be a constructive
partner in helping local officials and employees accomplish their
objectives in the best interests of the public and in accordance
with controlling law and procedures.
This is not a detailed discussion
of the substantive areas of law that come into play in the representation
of local governments. Rather, it presents an introduction to the
general role and functions of the County Attorneys, County Solicitors,
City Solicitors, City Attorneys, and Town Attorneys who primarily
are responsible for advising and representing the 23 counties, Baltimore
City, the 157 municipalities in Maryland, and the instrumentalities
of these local governments, on a day to day basis. These attorneys
are referred to in the remainder of this article generally as "local
government attorneys."
General Overview
Although local governments are municipal
"corporations", the representation of this type of client bears
little resemblance to the representation of most businesses. Local
government attorneys operate in an arena imbued with the public
interest. Although the "client" of the local government attorney
usually is the government entity (See, Maryland Rules of Professional
Conduct, Rule 1.13(a); 82 Opinions of the Attorney General ____
(1997) [Opinion No. 97-028 (December 16, 1997)], the local government
attorney must develop and maintain relationships with the many officials
responsible for setting and implementing the policy of the government,
the governing council or commission, the chief elected official,
the chief administrative official, department heads, employees and
members of boards and commissions. Often the local government attorney
is called upon to practice in an environment characterized by political
urgency and conflicting political views and agendas. This can result
in the local government attorney engaging in a delicate balancing
act between maintaining objectivity and preserving job security.
The base of legal knowledge required
for a local government attorney to provide competent and effective
representation has grown exponentially in the past 25 years, mandating
a commitment to continuing education, almost on a day to day basis.
When I began my career representing local governments as an Assistant
in the Anne Arundel County Solicitors Office nearly 25 years ago,
one of the office "old timers" said to me "All you need to remember
is Harlan v. Town of Bel Air" 178 Md. 260 (1940) (involving
the dedication and acceptance of roads to public use). Although
this statement was an exaggeration even then, it reflected the relative
simplicity of the issues facing local government attorneys. Local
governments worried about little more than providing essential public
services, and attorneys had to ensure that local charters and relatively
few State and local laws were complied with.
Since then local governments and
their attorneys have had to deal with the effects of a literal explosion
of both procedural and substantive mandates and restrictions from
both Congress and the General Assembly that affect every aspect
of the day to day operations of local government. As mere examples,
these include public meetings, public ethics and public information
acts; Law Enforcement Officers Bill of Rights; environmental protection
and growth management initiatives; Section 1983 and related federal
civil rights laws; Title VII, Americans With Disabilities Act, Age
Discrimination in Employment Act and similar anti-discrimination
laws; Family and Medical Leave Act; Fair Labor Standards Act; Telecommunications
Act; and on and on and on!
The local attorney who does not keep
abreast of the latest developments does so at his or her peril.
Attorneys who do not practice government law generally will not
held liable to third parties for erroneous advice given to their
clients. However, local government attorneys may be held liable
under 42 U.S.C. § 1983 to third parties whose civil rights
have been violated as a result of advice given by the local government
attorney that was inconsistent with clearly established statutory
or constitutional rights of which a reasonable person should have
known. Smith v. Montgomery County, Maryland, 573 F.Supp.
604 (D. Md. 1983) (where the Montgomery County Attorney was held
liable for advice that was contrary to certain principles decided
by the Fourth Circuit only six weeks earlier).
Appointment of the Local Government
Attorney
Every county and municipality is
authorized, and Charter or local law requires many, to have a local
government attorney. Even in the absence of express authority to
appoint a local government attorney, local governments have the
implied power to employ counsel to render services in matters of
proper government interest. Jackson v. Cosby, 179 Md. 671
(1941). Unlike the Attorney General and State's Attorneys who are
elected by the voters, local government attorneys are political
appointees. They are appointed, and subject to removal, by local
elected officials. The method of appointment varies by jurisdiction.
In those counties governed by a board of county commissioners, the
local attorney is appointed by resolution of the county commissioners.
In the City of Baltimore and in Anne Arundel, Baltimore, Howard,
Prince George's and Montgomery Counties the local government attorney
is appointed by the Mayor or County Executive, subject to approval
or confirmation by the local council. In Talbot and Wicomico Counties,
which do not have an elected executive, the County Council appoints
the local government attorney.
Harford County is unique in that
its Charter provides for two distinct local government attorneys,
one for the executive branch of the County government and another
to advise and represent the County Council. These attorneys are
appointed by the County Executive and County Council, respectively.
The charters of Anne Arundel, Baltimore, Howard and Prince George's
Counties also authorize their respective County Councils to retain
attorneys with various degrees of authority to assist in the drafting
of legislation and to advise and represent those bodies in the performance
of their legislative duties. Notwithstanding that Baltimore City
and Montgomery Counties also have distinct legislative and executive
branches, their charters do not provide for separate attorneys for
the legislative branches.
Municipal charters spell out a variety
of methods for the appointment of local government attorneys for
cities and towns. Municipal local government attorneys may be appointed
by the mayor, by the mayor with the approval of the local council,
or exclusively by the Council, as specified in the charter of each
city and town.
The nature of the local government
attorney and the attorney's staff usually parallels the size and
complexity of the respective political subdivisions and their governments.
The Charters of the City of Baltimore and all 8 charter counties
establish government offices or departments charged with the responsibility
of providing legal services for the government. Whether known as
the Department of Law, Office of Law, County Attorney's Office,
or the like, each is headed and administered by the local government
attorney. Except in Talbot and Wicomico Counties these offices or
departments are staffed by "in-house" attorneys, Baltimore City
being the largest with approximately 70 attorneys serving the City's
legal needs. In Talbot and Wicomico Counties the local government
attorneys serve on a contractual "part-time" basis. The local government
attorneys in non-charter counties also are "part-time", except in
Carroll, Calvert, Charles, Frederick, St. Mary's and Washington
Counties which in recent years also have created full time "in-house"
legal departments. Municipalities follow a similar pattern as the
counties. Two of the State's largest cities, Frederick and Annapolis,
have full-time in-house local government attorneys, while attorneys
serving the rest of Maryland's cities and towns do so on a part-time
basis. Of those local government attorneys who do not serve full-time,
some conduct their government business from offices provided for
them within the local government office building, while others use
their private practice offices as bases of operations.
Duties of the Local Government
Attorney
Except in several limited situations
local, rather than State, law regulates the duties of local government
attorneys. Some county and municipal charters and codes of ordinances
provide varying degrees of enumeration of the scope of the duties
and responsibilities of the local government attorney. e.g., Anne
Arundel County Charter, 525; Baltimore City Charter, Article VII,
24; Carroll County Code, 3-15A; Howard County Charter, 405; City
of Annapolis Charter, Article VI, 5; Town of Easton Charter, Article
VIII, 3; City of Frederick Charter, Article VII, 124. Others say
little, if anything, more than "the local government attorney is
the chief legal advisor to the jurisdiction and shall perform such
duties and responsibilities as may be required." In some of the
rural counties governed by a commissioner form of government, such
as Allegany, Calvert, Caroline, Cecil, Charles, Kent, St, Mary's,
Somerset, Washington and Worcester Counties, the local county codes
do not even contain a reference to a local government attorney,
much less specify the duties of such attorney.
Regardless of the extent to which
the duties of the local government attorney are dictated by local
charters or codes, local government attorneys typically may perform
certain types of functions, although the extent to which each is
performed in a particular jurisdiction varies. These include:
- Providing legal advice and rendering
legal opinions to the various officials of the local government.
- Representing the interests of
the government, and its officials and employees, in court and
before administrative bodies and agencies.
- Drafting deeds, contracts and
other legal documents to which the government is a party.
- Reviewing and approving for form
and legal sufficiency all documents of a legal nature before they
are signed by local government officials.
- Assisting in the drafting and
codification of ordinances, resolutions, regulations and charter
amendments.
- Reviewing agendas of the governing
body to identify potential legal problems before agenda items
reach the floor.
- Attending and providing legal
advice during meetings of the governing body, and of boards and
commissions dealing with matters such as planning and zoning,
appeals, historic preservation, ethics, human relations, and personnel.
- Preparing scripts and procedures
for boards and commissions that conduct quasi-judicial types of
hearings to ensure that hearings are conducted properly and adequate
evidentiary records are made.
- Preparing written decisions for
boards and commissions that conduct quasi-judicial type hearings.
- Prosecuting employee disciplinary
proceedings before personnel boards and before police trial boards
convened pursuant to the Law Enforcement Officers Bill of Rights.
- Prosecuting violations of local
codes and ordinances as civil infractions in District Court when
designated to do so pursuant to State law.
- Providing opinions of counsel
to lenders and others when the local government issues bonds and
other evidences of indebtedness.
- Receiving notice of claims against
the government under the Local Government Tort Claims Act and
receiving service of process in litigation.
Keys to the Success and Effectiveness of a Local Government
Attorney
A local government attorney takes
on a responsibility to the public at large in addition to the
attorney's professional obligations to the government "client."
Although there is no uniform set of qualifications and criteria
that define a "good" local government attorney, my nearly 25
years of experience as a local government attorney, and working
with and against other local government attorneys, suggest the
hallmarks of an effective local government attorney. A successful
local government attorney will have many, if not all, of the
following characteristics:
- An absence of conflicts
of interest. The local government attorney's utmost loyalty
must be to the government client. It goes without saying that
the attorney should avoid even the appearance of a conflict
of interest. This occasionally becomes difficult in less populated
areas of the State where the number of attorneys are few, attorneys
wear many hats, and the paths of private and public clients
cross. (See, e.g., Carroll County Ethics Commission v. Lennon,
119 Md. App. 49 (1998)). In some cases it may be necessary or
desirable for the local government to select an attorney who
lives and practices in another area in order to avoid the potential
for conflicts of interests of local attorneys.
- Personal integrity.
A local government attorney has many difficult and politically
sensitive issues to confront in performing the job. Having a
local official question the attorney's honesty or loyalty to
the job should not be one of them. The attorney needs to have
the confidence of those officials to be successful.
- A working knowledge of the
many facets of law that the attorney will encounter in the day
to day representation of the local government. The representation
of local government requires familiarity with numerous bodies
of federal, State and local constitutions, laws and regulations
that may affect local government operations. Because many of
these areas of the law are constantly evolving, the local government
attorney must have a commitment to keeping informed about new
laws and judicial decisions affecting the operations of the
government.
- A positive approach to problem
solving. Local government attorneys often are characterized
as "no men" (or women). The job of the local government attorney
is to protect the interests of the government and to ensure
that business is conducted in accordance with controlling law
and procedure. Because of this, local government attorneys often
must tell officials that the law will not allow them to accomplish
what they want to do. However, in addition to delivering the
"bad news." the attorney should attempt to be constructive and
creative, and be able to evaluate alternative ways to help officials
accomplish desired policy objectives.
- An ability to remain independent
and objective. As a counselor, the local government attorney's
job is to provide the soundest legal advice possible. This means
preventing his or her judgment from being clouded by the political
considerations of government officials and by the attorney's
personal views on policy matters. With few exceptions, the attorney
is the legal advisor to the government, not the policy maker.
By taking sides in disputes over the wisdom of competing policies,
the attorney risks straining the attorney's credibility with
those officials on the other side of the policy dispute. An
attorney should confine advice on the wisdom of public policy
to those situations when there are potential legal implications
associated with the adoption or implementation of the policy.
- Good personal relations
skills. The effectiveness of the attorney often depends
upon the ability to develop and cultivate positive working relationships
with local government officials and employees, the public and,
occasionally, the press.
- A desire and dedication
to be a part of the local government team, rather than viewing
the county, city or town as just another client. The attorney
should have a willingness to develop an understanding and appreciation
of the workings of the entire local government and be keenly
responsive to the needs of local government officials. The attorney
should be energized by the opportunity to participate directly
in the American democratic tradition and to be involved in the
government's efforts to improve the quality of life for its
constituents
- A pro-active approach to
the practice of law. In today's litigious society local
governments must focus on risk management and avoidance. The
local government attorney should educate elected officials,
department heads and local government employees and appointees
about liability exposures and help identify and prevent potential
risks before they develop, rather than being the fireman trying
to put out the fire as it burns out of control.
- An ability to refrain from
participating in local election politics. The local government
attorney works for the government, not for individual elected
officials. Participating in local election politics is a sure
way for the attorney to have a short-lived career if the attorney
has supported the "wrong" candidate.
Conclusion
Local government attorneys can
play vital roles in the operation of the local governments they
represent regardless of how they are appointed, whether they
serve full-time or part-time, or whether they are employees
of the government or provide services by other contractual arrangements.
The job presents an opportunity for public service that can
be professionally challenging and satisfying. However, a local
government attorney's effectiveness and value to the government
and its officials depends in large part upon the attorney's
dedication and commitment to the job, appreciation of the significance
of the attorney's role, and ability to maintain the confidence
of local government officials.
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